Author: Colin
Investment Committee and CIO
Do you have an Investment Committee with a Chief Investment Officer that meets regularly to perform due diligence on your client product offerings, Third Party Managers, and perform Best Execution reviews? You should. The SEC will want to know what you’re doing to ensure your offerings are in your clients’ best interests. Let Main Street… Read more
Kitces Advisor Tech Map – Do you have time for this?
With Main Street Back Office Solutions on your team, you can focus on growing your business and servicing your clients. Let us handle the Tech Stack through our economies of scale with partners who we’ve already done the due diligence on. We’ve already done the setup work and we can drop them into your business… Read more
Dear SEC, Thank you for the Job Security
Well that’s one way to look at it. Unfortunately, if you’re an advisor, that’s probably not how you see all these regulations. Let Main Street Back Office Solutions take them off your plate and turn lemons into lemonade. PTE 2020-02 – have you heard? Giving advice on retirement assets (including traditional IRA rollovers) that affects… Read more