Complete Back Office Solution for Investment Advisors
🚀 We Help Investment Advisors Grow
Compliance
Disclosures, Regulators, Exams, Filings, Promotional Material Review, Account Monitoring – all off your plate.
Finance
We handle your Account Billing and payouts so you can focus on growth.
Operations
Clearing firm liaison, client agreements, vendor due diligence – done.
HR
401k administrator, new hires, cyber training – taken care of.
Coaching
24/7 access to our industry veterans who provide ongoing monitoring of your business to ensure it’s moving towards the next level.
Software
Leverage our access to Orion Advisor Solutions’ financial planning software and investment systems, RedTail CRM, Social media integration, and more.
Virtual Assistant
No more hiring and training Sales Assistants. Our experienced Virtual Assistants hit the ground running for a fraction of the cost.
Succession Planning
Whether it’s to ensure against the unknown or plan your exit, we will create a comprehensive solution to help you sleep at night.
Investment Committee
Do you have a named Chief Investment Officer and an Investment Committee that meets regularly to perform Due Diligence on your product offerings? You should. Let us handle it.
Alternative Investments
Leverage our agreements with CAIS and iCapital to manage your Private Placement offerings and other alternative product due diligence. If you’re not talking to your client about alternatives, someone else is.
Your Back Office Solution behind Every Stage of the Investment Advisor Lifecycle
Our industry veterans perform an annual deep dive into your business to identify where you are in the Investment Advisor Lifecycle and ensure you are progressing to the next level.
IAR of MSFS
Use the goodwill of our affiliate Main Street Financial Solutions as an Investment Advisor Representative of their Corporate RIA using our Back Office Solutions.
DBA of MSFS
Create your own DBA (doing business as) name under MSFS and start creating your own goodwill while still an IAR of MSFS using our Back Office Solutions.
Your own RIA
Ready to stand up your own RIA? MSBOS will get you up and running with disclosures, regulatory filings and, of course, seamless integration of our Back Office Solutions
Succession Plan
Protect your legacy and ensure your loved-ones continue to benefit from your hard work even after you step away in partial or full retirement or due to unforeseen circumstances.
Your Partner in Compliance, Operations, Finance, HR, Virtual Assistant, Software Solutions, Coaching, Succession Planning, and more
Let us handle the back office tasks so you can focus on growing your business.
Join our community of successful Investment Advisors.
Our Team
Experienced Industry Veterans backing your every move
Brett Danko
CEO
CFP®, Industry Veteran
Ted Durkin
President
Industry Veteran and Coach
Colin Moors
VP, Compliance
Financial Services Compliance Leader
Courtney Elliott
VP, Operations
Financial Services Operations Leader
Terry Dzelzgalvis
VP, CFO
Financial Services Finance Leader
MacKenzie Bento
HR
Human Resource Leader
Frequently Asked Questions
Are you an RIA?
We are not a Registered Investment Advisor, however we are affiliated with Main Street Financial Solutions, LLC (“MSFS”), an SEC registered investment advisor.
Do you offer Succession Planning?
Yes, whether you are seeking to retire or to simply have an emergency backup plan, our industry veterans will draft a comprehensive Succession Plan including partnering with an advisor, buying out your practice and insuring your family for potential loss.
Can I become an Investment Advisor Representative of MSFS?
Yes, our affiliate, MSFS, is looking for Investment Advisor Representatives that share our philosophy.
Will you help me create my own RIA?
Yes, our experience team will help you stand up your own RIA every step of the way including regulatory filings, disclosures, website and promotional materials.
What Custodians do you work with?
We work with Schwab, Fidelity and Pershing.
Discover Your True Potential
When you offload your Cost Centers to us, you’re freed up to focus on your Profit Centers.
Testimonials
★ ★ ★ ★ ★
Average Rating: 4.8 (based on 50 reviews)
Impressive
I enjoy working with my clients, helping them achieve their goals. I don’t have the time or desire to take on on compliance tasks – thank you MSBOS for allowing me to focus on my business!
★ ★ ★ ★ ★
Sarah Thompson
Highly Recommend
I highly recommend Main Street Back Office Solutions to any investment advisor who wants to outsource their entire back office for a fraction of what it would cost to hire internally. Also love their Virtual Administrator!
★ ★ ★ ★ ★
John Doe
Great Service
I have been using Main Street Back Office Solutions for a while now and I am extremely satisfied with their services – especially all things compliance. Highly recommended!
★ ★ ★ ★ ★
Jane Smith
Excellent Support
Main Street Back Office Solutions has been a game-changer for my investment advisory firm. Their team provides excellent support and takes care of all the back-office tasks, giving me peace of mind. I can’t imagine having to hire for all these functions.
★ ★ ★ ★ ★
Robert Johnson
