With Main Street Back Office Solutions on your team, you can focus on growing your business and servicing your clients.
Let us handle the Tech Stack through our economies of scale with partners who we’ve already done the due diligence on.
We’ve already done the setup work and we can drop them into your business on day 1.
Solved:
- Due Diligence through our Investment Committee
- Third Party Manager Access
- DRIFT Monitoring
- Promotional Material Request Records
- Outside Business Activity Monitoring
- Code of Ethics Monitoring
- Personal Accounts Monitoring
- Bulk Trading
- Annual Compliance Questionnaire
- Billing Testing
- Policies and Procedures Maintenance and Testing
If you’re not doing all these things (or if you are, at the expense of focusing on your business), we should talk.